European Securities Markets: The Investment Services Directive and Beyond by Gui

Description: European Securities Markets by Guido Ferrarini The EU is moving towards full implementation of the Investment Services Directive (ISD). This book analyzes, from legal and economic perspectives, the domestic legal developments made by Member States in light of the ISD, and pays special attention to the regulation of financial exchanges. FORMAT Hardcover LANGUAGE English CONDITION Brand New Publisher Description The EU is moving towards the full implementation of the Investment Services Directive (ISD). Indeed, in some Member States, implementation has been or will be complemented by further changes to the domestic legal framework in order to cater more effectively for increased competition among financial institutions and markets. This book analyzes these developments from a legal and economic perspective and includes papers written by academics and practitioners from Europe and the US. Some papers examine critical aspects of the ISD from a comparative viewpoint, in particular considering whether further harmonization would be appropriate. Special attention is paid to the regulation of financial exchanges in the new competitive arena and to the need for co-operation between supervisors. The volume is aimed at all those involved in European securities and derivatives markets in either a legal or economic capacity. It will be of interest to banking and financial lawyers, financial economists, regulators, exchanges and intermediaries. Table of Contents Part I: General. 1. The Implementation of the ISD and CAD in National Legal Systems; E. Wymeersch. 2. Banking and Investment Services: Implications of the New Financial Landscape; R. Cranston. 3. Economics of Securities Markets Regulation: Some Current Issues; F. Cesarini. Part II: Prudential Rules and Insolvency. 4. Cross-border Compliance: Organizational Duties Imposed on National and International Investment Firms; U.H. Schneider. 5. Practising Safer Lex: The Proper Domain of Property, Secured Transactions, and Insolvency Laws in the Regulation of Securities Intermediaries; C.W. Mooney, Jr. 6. Segregation of Securities and Insolvency under German Law; D. Einsele. 7. Segregation of Securities and Insolvency under Italian Law; P.G. Jaeger. Part III: Conduct of Business. 8. Rules of Conduct: Further Harmonization?; J. Kondgen. 9. Is There a Need to Harmonize Conduct of Business Rules? C. Cruickshank. 10. Derivatives Sales: Private Law and the Impact of Regulatory Standards; W. Blair. 11. Conflicts of Interest: An English Problem? B. Rider. 12. Conflicts of Interest: The Spanish Experience; A. Sanchez. Part IV: Exchange Competition. 13. The Changing Microstructure of European Equity Markets; M. Pagano. 14. Competition Between Regulated Markets in London; S.M. Schaefer. 15. Competition among European Exchanges: Recent Developments; A. Roell. 16. Competition among Exchanges or Financial Systems? M. Onado. Part V: Exchange Regulation. 17. Exchange Governance and Regulation: An Overview; G. Ferrarini. 18. A European Directive for Regulated Markets? A British Reaction; A. Whittaker. 19. A European Directive for Regulated Markets? A French Reaction; F. Demarigny. 20. Regulation of the Relationship among European Union Stock Exchanges: A Lesson from the United States; H.S. Scott. 21. Derivative Clearing Houses: the Regulatory Challenge; R. Dale. Part VI: International Aspects. 22. The Enforcement of the European Regime for Investment Services in the Member States and its Impact on National Conflicts of Law; S.M. Carbone, F. Munari. 23. Co-operation among Supervisory Authorities under the ISD; C. Biancheri. 24. Co-Operation between Supervisors: IOSCO and E.U.; S. Berstrasser. 25. International Tax Aspects of Portfolio Investments; J. van Hoorn. Index. Details ISBN9041107363 Author Guido Ferrarini Publisher Kluwer Law International Language English ISBN-10 9041107363 ISBN-13 9789041107367 Media Book Format Hardcover Illustrations Yes Year 1998 Imprint Kluwer Law International Place of Publication Zuidpoolsingel Country of Publication Netherlands Edited by Guido Ferrarini Short Title EUROPEAN SECURITIES MARKETS TH Pages 406 Publication Date 1998-03-01 Subtitle The Investment Services Directive and Beyond DOI 10.1604/9789041107367 UK Release Date 1998-03-01 DEWEY 332.6424 Audience Undergraduate We've got this At The Nile, if you're looking for it, we've got it. With fast shipping, low prices, friendly service and well over a million items - you're bound to find what you want, at a price you'll love! TheNile_Item_ID:126551600;

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